Improving land surface soil moisture and energy flux simulations over the Tibetan plateau by the assimilation of the microwave remote sensing data and the GCM output into a land surface model

Author(s):  
Hui Lu ◽  
Toshio Koike ◽  
Kun Yang ◽  
Zeyong Hu ◽  
Xiangde Xu ◽  
...  
2016 ◽  
Vol 20 (12) ◽  
pp. 4895-4911 ◽  
Author(s):  
Gabriëlle J. M. De Lannoy ◽  
Rolf H. Reichle

Abstract. Three different data products from the Soil Moisture Ocean Salinity (SMOS) mission are assimilated separately into the Goddard Earth Observing System Model, version 5 (GEOS-5) to improve estimates of surface and root-zone soil moisture. The first product consists of multi-angle, dual-polarization brightness temperature (Tb) observations at the bottom of the atmosphere extracted from Level 1 data. The second product is a derived SMOS Tb product that mimics the data at a 40° incidence angle from the Soil Moisture Active Passive (SMAP) mission. The third product is the operational SMOS Level 2 surface soil moisture (SM) retrieval product. The assimilation system uses a spatially distributed ensemble Kalman filter (EnKF) with seasonally varying climatological bias mitigation for Tb assimilation, whereas a time-invariant cumulative density function matching is used for SM retrieval assimilation. All assimilation experiments improve the soil moisture estimates compared to model-only simulations in terms of unbiased root-mean-square differences and anomaly correlations during the period from 1 July 2010 to 1 May 2015 and for 187 sites across the US. Especially in areas where the satellite data are most sensitive to surface soil moisture, large skill improvements (e.g., an increase in the anomaly correlation by 0.1) are found in the surface soil moisture. The domain-average surface and root-zone skill metrics are similar among the various assimilation experiments, but large differences in skill are found locally. The observation-minus-forecast residuals and analysis increments reveal large differences in how the observations add value in the Tb and SM retrieval assimilation systems. The distinct patterns of these diagnostics in the two systems reflect observation and model errors patterns that are not well captured in the assigned EnKF error parameters. Consequently, a localized optimization of the EnKF error parameters is needed to further improve Tb or SM retrieval assimilation.


2006 ◽  
Vol 7 (3) ◽  
pp. 421-432 ◽  
Author(s):  
Wade T. Crow ◽  
Emiel Van Loon

Abstract Data assimilation approaches require some type of state forecast error covariance information in order to optimally merge model predictions with observations. The ensemble Kalman filter (EnKF) dynamically derives such information through a Monte Carlo approach and the introduction of random noise in model states, fluxes, and/or forcing data. However, in land data assimilation, relatively little guidance exists concerning strategies for selecting the appropriate magnitude and/or type of introduced model noise. In addition, little is known about the sensitivity of filter prediction accuracy to (potentially) inappropriate assumptions concerning the source and magnitude of modeling error. Using a series of synthetic identical twin experiments, this analysis explores the consequences of making incorrect assumptions concerning the source and magnitude of model error on the efficiency of assimilating surface soil moisture observations to constrain deeper root-zone soil moisture predictions made by a land surface model. Results suggest that inappropriate model error assumptions can lead to circumstances in which the assimilation of surface soil moisture observations actually degrades the performance of a land surface model (relative to open-loop assimilations that lack a data assimilation component). Prospects for diagnosing such circumstances and adaptively correcting the culpable model error assumptions using filter innovations are discussed. The dual assimilation of both runoff (from streamflow) and surface soil moisture observations appears to offer a more robust assimilation framework where incorrect model error assumptions are more readily diagnosed via filter innovations.


2017 ◽  
Vol 21 (4) ◽  
pp. 2015-2033 ◽  
Author(s):  
David Fairbairn ◽  
Alina Lavinia Barbu ◽  
Adrien Napoly ◽  
Clément Albergel ◽  
Jean-François Mahfouf ◽  
...  

Abstract. This study evaluates the impact of assimilating surface soil moisture (SSM) and leaf area index (LAI) observations into a land surface model using the SAFRAN–ISBA–MODCOU (SIM) hydrological suite. SIM consists of three stages: (1) an atmospheric reanalysis (SAFRAN) over France, which forces (2) the three-layer ISBA land surface model, which then provides drainage and runoff inputs to (3) the MODCOU hydro-geological model. The drainage and runoff outputs from ISBA are validated by comparing the simulated river discharge from MODCOU with over 500 river-gauge observations over France and with a subset of stations with low-anthropogenic influence, over several years. This study makes use of the A-gs version of ISBA that allows for physiological processes. The atmospheric forcing for the ISBA-A-gs model underestimates direct shortwave and long-wave radiation by approximately 5 % averaged over France. The ISBA-A-gs model also substantially underestimates the grassland LAI compared with satellite retrievals during winter dormancy. These differences result in an underestimation (overestimation) of evapotranspiration (drainage and runoff). The excess runoff flowing into the rivers and aquifers contributes to an overestimation of the SIM river discharge. Two experiments attempted to resolve these problems: (i) a correction of the minimum LAI model parameter for grasslands and (ii) a bias-correction of the model radiative forcing. Two data assimilation experiments were also performed, which are designed to correct random errors in the initial conditions: (iii) the assimilation of LAI observations and (iv) the assimilation of SSM and LAI observations. The data assimilation for (iii) and (iv) was done with a simplified extended Kalman filter (SEKF), which uses finite differences in the observation operator Jacobians to relate the observations to the model variables. Experiments (i) and (ii) improved the median SIM Nash scores by about 9 % and 18 % respectively. Experiment (iii) reduced the LAI phase errors in ISBA-A-gs but had little impact on the discharge Nash efficiency of SIM. In contrast, experiment (iv) resulted in spurious increases in drainage and runoff, which degraded the median discharge Nash efficiency by about 7 %. The poor performance of the SEKF originates from the observation operator Jacobians. These Jacobians are dampened when the soil is saturated and when the vegetation is dormant, which leads to positive biases in drainage and/or runoff and to insufficient corrections during winter, respectively. Possible ways to improve the model are discussed, including a new multi-layer diffusion model and a more realistic response of photosynthesis to temperature in mountainous regions. The data assimilation should be advanced by accounting for model and forcing uncertainties.


2020 ◽  
Author(s):  
Jaime Gaona ◽  
Pere Quintana-Seguí ◽  
Maria José Escorihuela

<p>The Mediterranean climate of the Iberian Peninsula defines high spatial and temporal variability of drought at multiple scales. These droughts impact human activities such as water management, agriculture or forestry, and may alter valuable natural ecosystems as well. An accurate understanding and monitoring of drought processes are crucial in this area. The HUMID project (CGL2017-85687-R) is studying how remote sensing data and models (Quintana-Seguí et al., 2019; Barella-Ortiz and Quintana-Seguí, 2019) can improve our current knowledge on Iberian droughts, in general, and in the Ebro basin, more specifically.</p><p>The traditional ground-based monitoring of drought lacks the spatial resolution needed to identify the microclimatic mechanisms of drought at sub-basin scale, particularly when considering relevant variables for drought such as soil moisture and evapotranspiration. In situ data of these two variables is very scarce.</p><p>The increasing availability of remote sensing products such as MODIS16 A2 ET and the high-resolution SMOS 1km facilitates the use of distributed observations for the analysis of drought patterns across scales. The data is used to generate standardized drought indexes: the soil moisture deficit index (SMDI) based on SMOS 1km data (2010-2019) and the evapotranspiration deficit index (ETDI) based on MODIS16 A2 ET 500m. The study aims to identify the spatio-temporal mechanisms of drought generation, propagation and mitigation within the Ebro River basin and sub-basins, located in NE Spain where dynamic Atlantic, Mediterranean and Continental climatic influences dynamically mix, causing a large heterogeneity in climates.</p><p>Droughts in the 10-year period 2010-2019 of study exhibit spatio-temporal patterns at synoptic and mesoscale scales. Mesoscale spatio-temporal patterns prevail for the SMDI while the ETDI ones show primarily synoptic characteristics. The study compares the patterns of drought propagation identified with remote sensing data with the patterns estimated using the land surface model SURFEX-ISBA at 5km.  The comparison provides further insights about the capabilities and limitations of both tools, while emphasizes the value of combining approaches to improve our understanding about the complexity of drought processes across scales.</p><p>Additionally, the periods of quick change of drought indexes comprise valuable information about the response of evapotranspiration to water deficits as well as on the resilience of soil to evaporative stress. The lag analysis ranges from weeks to seasons. Results show lags between the ETDI and SMDI ranging from days to weeks depending on the precedent drought status and the season/month of drought’s generation or mitigation. The comparison of the lags observed on remote sensing data and land surface model data aims at evaluating the adequacy of the data sources and the indexes to represent the nonlinear interaction between soil moisture and evapotranspiration. This aspect is particularly relevant for developing drought monitoring aiming at managing the impact of drought in semi-arid environments and improving the adaptation to drought alterations under climate change.</p>


2014 ◽  
Vol 15 (3) ◽  
pp. 1293-1302 ◽  
Author(s):  
M. Tugrul Yilmaz ◽  
Wade T. Crow

Abstract Triple collocation analysis (TCA) enables estimation of error variances for three or more products that retrieve or estimate the same geophysical variable using mutually independent methods. Several statistical assumptions regarding the statistical nature of errors (e.g., mutual independence and orthogonality with respect to the truth) are required for TCA estimates to be unbiased. Even though soil moisture studies commonly acknowledge that these assumptions are required for an unbiased TCA, no study has specifically investigated the degree to which errors in existing soil moisture datasets conform to these assumptions. Here these assumptions are evaluated both analytically and numerically over four extensively instrumented watershed sites using soil moisture products derived from active microwave remote sensing, passive microwave remote sensing, and a land surface model. Results demonstrate that nonorthogonal and error cross-covariance terms represent a significant fraction of the total variance of these products. However, the overall impact of error cross correlation on TCA is found to be significantly larger than the impact of nonorthogonal errors. Because of the impact of cross-correlated errors, TCA error estimates generally underestimate the true random error of soil moisture products.


2018 ◽  
Vol 19 (1) ◽  
pp. 183-200 ◽  
Author(s):  
Y. Malbéteau ◽  
O. Merlin ◽  
G. Balsamo ◽  
S. Er-Raki ◽  
S. Khabba ◽  
...  

Abstract High spatial and temporal resolution surface soil moisture is required for most hydrological and agricultural applications. The recently developed Disaggregation based on Physical and Theoretical Scale Change (DisPATCh) algorithm provides 1-km-resolution surface soil moisture by downscaling the 40-km Soil Moisture Ocean Salinity (SMOS) soil moisture using Moderate Resolution Imaging Spectroradiometer (MODIS) data. However, the temporal resolution of DisPATCh data is constrained by the temporal resolution of SMOS (a global coverage every 3 days) and further limited by gaps in MODIS images due to cloud cover. This paper proposes an approach to overcome these limitations based on the assimilation of the 1-km-resolution DisPATCh data into a simple dynamic soil model forced by (inaccurate) precipitation data. The performance of the approach was assessed using ground measurements of surface soil moisture in the Yanco area in Australia and the Tensift-Haouz region in Morocco during 2014. It was found that the analyzed daily 1-km-resolution surface soil moisture compared slightly better to in situ data for all sites than the original disaggregated soil moisture products. Over the entire year, assimilation increased the correlation coefficient between estimated soil moisture and ground measurements from 0.53 to 0.70, whereas the mean unbiased RMSE (ubRMSE) slightly decreased from 0.07 to 0.06 m3 m−3 compared to the open-loop force–restore model. The proposed assimilation scheme has significant potential for large-scale applications over semiarid areas, since the method is based on data available at the global scale together with a parsimonious land surface model.


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